Please provide biographies or attach a team overview for key personnel (Portfolio Managers, Researchers, Risk Officers). Describe any 'key person' dependency and succession/contingency plans.
Please select your trading entity's structure.
Have you or any key personnel ever been the subject of any material regulatory investigation or disciplinary action?
What is the primary style of your strategy?
In your own words, please describe the investment strategy and its core thesis.
What is your unique competitive edge and why is it defensible?
If you utilize Artificial Intelligence or Machine Learning (AI/ML), please briefly describe its role in your process (e.g., for signal generation, risk management, execution optimization, etc.).
Please characterize your strategy's historical performance under the following market conditions.
Provide a complete monthly track record (Net of all fees) and the following metrics.
Provide a complete trade history for the last 18 months or 500 trades (whichever is greater) in CSV format. Please name the file appropriately, e.g., "ManagerName_TradeHistory.csv".
Click to upload or drag and drop
CSV file
How do you manage exchange counterparty risk? (Select all that apply)
How can NOVA9 allocate capital to your strategy?
